What’s contributing to heightened pay-to-play risk in 2024? Between increased political activism and the nuanced myriad of rules, it isn’t too hard to see why this election cycle, firms have their work cut out for them.
Navigating pay-to-play risk requires stringent controls and detailed analysis of contributions made by covered associates.
So, what’s a firm to do?
Watch the recording of How to Navigate Pay-to-Play Compliance Risk During the 2024 Election Cycle, from April 9 at 12:00 p.m. Eastern to hear from pay-to-play experts as they dive into the specific risks firms may find themselves facing during this 2024 election cycle, and more importantly, how to mitigate those risks.
Attendees will walk away with a clear understanding of:
- The complex array of federal, state and local regulations at play
- The heightened political contribution risk firms face, specifically during this 2024 general election
- The potential “hidden risks” that could result in serious enforcement action, including direct vs. Indirect contributions and lookback periods
- Tactics firms can employ to address and mitigate risk
