The National Regulatory Services (NRS®) company has a long and well-respected legacy within the regulatory landscape, with NRS compliance technology, education and consulting services providing customers with the innovative, effective solutions necessary to meet the most complex regulatory compliance challenges. Now, we are starting a new chapter – introducing the COMPLY™ parent brand.
NRS compliance solutions powered by COMPLY
The COMPLY parent brand represents the culmination of more than a year of work in bringing together NRS, ComplySci®, RIA in a Box® and illumis® solutions to create an unmatched, industry powerhouse. While each individual organization brought its own set of best practices and industry-leading offerings, the unification of our efforts will allow us to better serve our clients with solutions tailor-fit to the exact needs of that firm.
“We are continuing to grow at an unprecedented rate as we work to further establish ourselves as the leader in compliance technology, consulting and education solutions. An area, which continues to become increasingly important for firms as they are expected to meet an ever-growing number of regulatory requirements and answer calls for transparency by investors and clients,” said former NRS president and COMPLY Chief Regulatory Officer John Gebauer.
Let’s break down exactly how our solutions can support and enhance you and with your team efforts.
Regulatory Compliance technology
In the regulatory compliance technology space, the COMPLY brands facilitate effective and efficient compliance programs with the tools to help mitigate risk related to:
- Personal trading.
- Gifts and entertainment.
- Political contributions.
- Outside business affiliations.
- Marketing materials.
- Initial public offerings (IPOs).
- Private placements.
Whether your team is just starting out and needs a tool to help you create and customize your compliance policies or you’re a well-oiled machine looking to streamline processes to free up more of your day, we have technology to power your compliance program.
Regulatory Compliance education
Arguably one of the most critical ingredients to maintain an effective compliance program is keeping you and your team educated on the latest compliance updates and news. This is where we can help. Not only does NRS offer in-person and on-demand educational opportunities, but now, with the launch of COMPLY, customers will also have access to RIA in a Box’s Investment Adviser Representative (IAR) continuing education courses. With NRS, powered by COMPLY, you can rest assured your education is in good hands with courses designed to help:
- Prepare your firm to address the challenges associated with regulatory changes and examinations.
- Understand your fiduciary duty to support your ongoing compliance initiatives.
- Stay up to date with the latest rules and regulations and best practices.
- Certify your professionals to be prepared to meet current industry standards.
- Support strong, effective and efficient compliance programs.
Regulatory Compliance consulting
Sometimes there are questions you just can’t answer. Luckily, you don’t have to know it all. The NRS compliance consults have trained as regulators, chief compliance officers and industry professionals for decades, bringing with them the expertise to help:
- Identify any holes you may have in your compliance department.
- Provide the guidance to improve your program’s effectiveness.
- Assist in preparing your firm for regulatory examinations.
Learn more about the COMPLY portfolio of firms and discover why we are compliance for compliance people.