Are you prioritizing your regulatory compliance education in 2023? Well, you should be!
For chief compliance officers (CCO) and compliance professionals like you, ongoing regulatory education can play a pivotal role in the successful management of a regulatory compliance program. The regulatory compliance landscape is ever-evolving, so it’s essential that you stay up-to-date and well-informed.
The NRS Investment Adviser Certified Compliance Professional (IACCP) program, in collaboration with the Investment Advisers Association (IAA), offers comprehensive courses designed specifically for compliance professionals. By earning your IACCP designation, you can enhance your understanding of regulatory requirements and apply this elevated expertise to your investment firm’s compliance initiatives, effectively addressing the intricate challenges that arise in 2023 and beyond.
Let’s dive further into this noteworthy opportunity!
What does the IACCP designation provide participants?
Throughout the program, participants receive an education on the full extent of the regulations required for investment advisers and at investment firms. The program provides a step-by-step examination of the Investment Advisers Act of 1940 and related state and federal regulations, guidance for building a strong compliance program and highlights best practices that compliance professionals can immediately implement at their firms.
How to achieve your IACCP designation in 2023
To achieve your IACCP designation, you’ll need to complete:
- Six required Advisers Act courses.
- Three required disclosure courses.
- Three required trading courses.
- Two required mandates courses.
- Two required ethics courses.
- One required skills course.
- Three elective courses.
Additionally, you’ll need:
- Two years of work experience in investment adviser compliance.
- To successfully submit your ethics commitment and assessment.
- To pass your certifying IACCP examination.
If you want to achieve your IACCP designation (or just want to continue your education), you’ve come to the right place. At NRS, we provide numerous educational opportunities throughout the year to help you achieve up to half of the IACCP coursework. These are a few of our upcoming courses:
- Mandates Beyond the Advisers Act: AML, ERISA, & ’34 Act Reporting for Investment Advisers
- Jul. 11, 2023 from 1:45 P.M. – 3:45 P.M. Eastern
- Introduction to the Advisers Act: Framework, Registration, Exclusions and Exemptions; Exempt Reporting Advisers; Private Fund Advisers and More
- Jul. 11, 2023 from 1:45 P.M. – 3:45 P.M. Eastern
- Books and Records Requirements for Investment Advisers
- Jul. 11, 2023 from 4:00 P.M. – 6:00 P.M. Eastern
Are you interested? Learn more about the IACCP program today and what it means to achieve your IACCP designation in 2023!