With less than two months until the kickoff to COMPLYConnect 2023, our team is hard at work prepping speakers, finalizing sessions and making sure attendees have everything they need to make the most of the premier compliance conference.
Still have questions? Well, we have answers. Check out some of the most commonly asked questions regarding COMPLYConnect 2023.
Who is attending COMPLYConnect 2023?
The COMPLYConnect conference brings together industry leaders from across the financial services market, including CCOs and compliance professionals from Hedge Funds, Private Equity Firms, Broker-Dealers and Registered Investment Advisers.
Attendees get the opportunity to learn from experts in the industry who bring with them decades of experience serving as former CCOs and regulators themselves.
Can I still submit award nominations?
Award nominations can be submitted until September 15, 2023. All nominations will be evaluated and the winners will be announced at the COMPLYConnect 2023 Conference.
Categories include:
- Compliance Officer of the Year
- Compliance Innovator of the Year
- Compliance Provider of the Year
- Compliance Educator of the Year
- Future Compliance Star of the Year
What’s on the agenda?
The 2023 COMPLYConnect agenda features sessions on the most critical compliance topics challenging professionals in the financial industry. This includes:
- Investment Adviser Marketing Rule, A Year Later
- Recent Trends in Enforcement Proceedings
- Highs and Lows of Cryptocurrency in Today’s Market
- Panel Discussion on Generative AI/ChatGPT
- SEC Proposed Ruling on Cybersecurity and Client Data Protection
Plus! The COMPLYConnect Preconference workshops will include:
- Mastering the Fundamentals: A Practical Introduction for Those New to Investment Adviser Compliance
- Women in Compliance Roundtable: Identifying and Improving Crucial Skill Sets
Register now for the preconference sessions!
Where can I go for more information?
Visit the COMPLYConnect website for more information on this year’s conference.
Haven’t registered yet? There’s still time to save your seat at the premier compliance conference for 2023, hosted in beautiful Huntington Beach, California.
See you in November!