As we step into a new year, financial advisers and compliance professionals are gearing up for an exciting lineup of 2024 compliance conferences. Whether you’re eager to network with industry experts face-to-face or prefer the convenience of virtual and hybrid options, there’s something for everyone.
In this blog post, we’ve curated a list of the top compliance conferences to mark on your calendar.
2024 investment adviser conferences you don’t want to miss
In the dynamic landscape of financial regulations, staying informed is key. Attend the following conferences to stay ahead of industry trends and enhance your professional expertise:
1. T3 Adviser (Jan. 22 – 25, 2023)
For a tech-focused trade show experience, consider the T3 Adviser Conference. Connect with tech vendors and use this event as an opportunity to learn about integrations which benefit advisers. This conference will be held from Jan. 22 – 25, 2024 in Las Vegas, Nevada.
2. Morningstar Investment Conference (Jan. 26 – 27, 2024 and May 1, 2024)
Discover the latest developments in financial advice at the Morningstar Investment Conference. Over 100 organizations from asset management firms to financial technology companies serving wealth management firms are a part of this conference and ready to answer your questions. This conference will be held from Apr. 25 – 27, 2024 in Chicago, Illinois and May 1, 2024 in London, England.
3. Investment Adviser Association (IAA) Compliance Conference (Mar. 6 – 8, 2024)
This event provides a depth of learning and access to senior leadership from the Securities and Exchange Commission (SEC), making it an ideal event for your firm’s chief compliance officer (CCO) to attend. This conference will be held from Mar. 6 – 8 in Washington, DC.
4. Orion Ascent (Mar. 12 – 15, 2024)
Orion offers engaging user-education courses and networking opportunities with tech industry leaders. The Orion Ascent conference will be held from Mar. 12 – 15, 2024 in San Diego, California.
5. Virtual Investment Adviser Core (IA) Program Symposium (Apr. 16 – 19, 2024)
This symposium caters to those new to the industry and eager to build a strong foundation, as well as experienced professionals seeking to sharpen their existing knowledge. Renowned legal and compliance experts will guide attendees through a four-day program, encompassing ten key sessions that dissect the Investment Advisers Act of 1940 and its associated rules. This symposium will be held from Apr. 16 – 19, 2024 in Chicago, Illinois.
6. Wealth Management EDGE (May 13 – 16, 2024)
Wealth Management Edge is a collaborative effort between Inside ETFs+, WealthStack and RIA Edge, Wealth Management Edge. Attendees will gain access to the most sought-after experts, thought leaders and researchers in investing, technology and practice management. This conference will be held from May 13 – 16, 2024 in Hollywood, FL.
7. Envestnet Advisor Summit (May 14 – 15, 2024)
While details about the event are pending, the Envestnet Advisor Summit promises engaging keynote speakers and tech tool demos for business growth. This conference will be held from May 14 – 15, 2024 in Phoenix, Arizona.
8. Virtual IACCP® Program Symposium (May 14 – 17, 2024)
This intensive four-day program delves deeper than the IA Core Compliance courses, covering the remaining curriculum and key regulations beyond the Investment Advisers Act. This symposium includes ten educational sessions led by expert instructors who will equip attendees with practical knowledge of compliance program administration and trading rules. Whether you’re aiming for the IACCP® designation or seeking advanced continuing education, this symposium is your one-stop shop for mastering investment adviser compliance. This symposium will be held from May 14 – 17, 2024.
9. ENGAGE24 (Jun. 3 – 6, 2024)
Considered the event for accounting and financial professionals, ENGAGE24 offers a choice of networking opportunities and career development opportunities. Unable to attend in person? ENGAGE24 also allows attendees to access the conference online. This conference will be held from Jun. 3 – 6, 2024 in Las Vegas, Nevada.
10. In-person Investment Adviser Core Compliance (IACCP®) Program Symposium (Jul. 16 – 19, 2024)
Whether you’re a program enrollee seeking a fast-track or a professional seeking advanced continuing education, this symposium empowers attendees with the knowledge and confidence to excel in the ever-evolving compliance landscape. Attendees get the opportunity to accelerate their path to IACCP® mastery with this intensive program in just four days. Through ten focused sessions, attendees get to tackle crucial investment adviser regulations and compliance program administration beyond the Investment Advisers Act of 1940. This symposium will be held from Jul. 16 – 19, 2024 in Chicago, Illinois.
11. Virtual IA Core Program Symposium (Aug. 6 – 9, 2024)
Perfect for those pursuing the IACCP® designation or needing continuing education credits, this intensive program covers key sections in just 10 sessions. Over the course of four days, attendees will gain interactive learning from industry experts on the Investment Advisers Act of 1940 and related rules. This symposium will be held from Apr. 6 – 9, 2024.
12. ComplyConnect Conference & Expo (Oct. 21 – 24, 2024)
This conference, sponsored by COMPLY, brings together regulatory and compliance professionals, industry leaders and technology experts from across the U.S. and gives attendees the opportunity to discuss current trends, industry best practices and the impact of recent SEC and Financial Industry Regulatory Authority (FINRA) regulations. This conference will be held from Oct. 21 – 24, 2024 in Austin, Texas.
13. Riskalyze Fearless Investing Summit (Oct. 23 – 25, 2024)
Immerse yourself in advances in financial advice and technology at the Fearless Investing Summit. Over the span of this three-day event, attendees get the opportunity to network with industry experts and explore tech tools designed to help to expand your firm’s growth. This conference will be held from Oct. 23 – 25, 2024 in Nashville, Tennessee.
14. Schwab Impact (Nov. 19 – 21, 2024)
This event is meant to bring together all the “movers and shakers” and decision-makers in the RIA industry. While details about the event are pending, this conference promises top-tier speakers and unparalleled insights for financial professionals. This conference will be held from Nov. 19 – 21, 2024 in San Francisco, California.
COMPLYing with COMPLY
As you gear up for the enriching experiences at the conferences mentioned, remember that COMPLY is your dedicated partner in compliance.
Whether you’re seeking consulting, technology solutions or a tailored combination of both, COMPLY is here to meet your firm’s specific needs. Our expertise ensures that your firm not only complies with confidence today but also proactively stays ahead of the curve in the ever-changing regulatory environment.
Whether you’re seek consulting, technology solutions or a combination of both, COMPLY is your partner in compliance. Connect with our experts today.