Insurance companies

Compliance software to help you strengthen customer trust

Your insurance company’s strong analytical skills and meticulousness has helped it earn your clients’ trust. Expertise has made you their go-to partner for all things insurance. Now it’s time to let us do the same for your compliance program!

Empower your compliance team

Let us help you plot a course to compliance success

Navigating the regulatory compliance landscape can be difficult for insurers, especially those operating in multiple jurisdictions. Ongoing uncertainty about proposed legislation adds another level of complexity. COMPLY’s compliance solutions are designed to help you meet oversight obligations, document agent activity, create digital workflow, and much more.

“Having everything in one place is ideal and I think it’s quicker to have everything online too. Data is backed up and secure. And the cross-functionality is incredibly useful.”

– Sona Asset Management Chief Financial Officer and Chief Compliance Officer Iain Colquhoun

Generate comprehensive reports to gain insight into your compliance data.

Increase customer confidence with a dependable compliance solution.

Connect disparate data sets to identify potential conflicts of interest.

Increase client trust

Clients demand trust and accountability from their insurance companies. Demonstrate your dedication to protecting their best interest with a robust compliance program designed to proactively address risk before it becomes an issue.

Learn more

Focus on the details

Sweating the small stuff matters. Gain added confidence in and control over your data and processes with automated broker feeds, digital preclearance and disclosure, certification and attestation tracking, and robust reporting.

LEARN MORE

Partner for success

Your commitment to driving digital compliance transformation is apparent. With 24/5 customer support, we can help you do even more. Consider us an extension of your team delivering insightful training, dedicated support, and a robust education library so you’re constantly improving.

LEARN MORE

Don't take our word for it

"Compliance is a very easy profession to find yourself in a situation where you are just treading water on a daily basis. This is obviously not good. You want to be forward looking and out ahead of events. That is really what we gained with implementing ComplySci. Take a step back and spend time on strategy, test efficiencies on the overall system and focus on building the culture of compliance internally."
Stadion Money Management Chief Compliance Officer Michael Isaac

Frequently asked questions

ComplySci offers solutions, such as the ComplySci Platform for insurance companies to navigate the complex regulatory compliance landscape.

Every dollar matters during a period of economic downturn. This makes prioritizing your spend essential to keeping your financial advisory firm at peak of performance, investing where appropriate for long-term success while not over-reaching and potentially overspending. 
  • Work with the right compliance technology partner
  • Prioritize your fiduciary education
  • Bring in outside help as needed
  • Create a culture that prioritizes compliance
  • Lean into your *free* resources

COMPLY provides our customers with the service and support required to meet the exacting demands of the regulatory industry, while embodying the attention to detail you demand of yourself and your team. With 24/5 support and unparalleled in-house expertise, your program is our priority from the moment you begin the onboarding process. That’s our promise to you.

You can contact our Customer Support team here.

COMPLY’s onboarding team will be there with you every step of the way, working with you to create a plan which addresses your company’s unique needs. During onboarding the team will load data, configure the system to your use case and help set up integrations. The team will also provide guided instruction of broker feed outreach and assist with establishing broker feeds. Onboarding is concluded with supervisor training and assisting your organization go live on the platform.
Typical onboarding takes approximately 6-8 weeks. For larger clients onboarding is scoped to meet your company’s unique needs.

Complete this form to schedule a full demo and see firsthand what our compliance solutions can do for you. 

Ready to get started?

Dependable. Accurate. Comprehensive. Manage your compliance program with a partner who is as dedicated to getting it right as you are. Manage your compliance program with COMPLY.